Section 19 Notices: What really happens, and why it matters to you

Section 19 Notices: What really happens, and why it matters to you

Receiving a Section 19 notice is one of the most stressful things that can happen in your professional life. Most people in risk and compliance assume it won't happen to them. Judith Charlton thought the same thing, right up until it did. Judith joined our recent CREW webinar to share what the experience actually looks like, from the moment the notice lands to what comes after the interview.

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We're writing PDSs for a reader who doesn't exist

We're writing PDSs for a reader who doesn't exist

Most product disclosure statements technically satisfy the regulatory standard. They are clear, concise and effective - on paper. At our recent PDS Managers Roundtable we heard from guest speaker Mia Lander, a clinical psychologist - we are designing PDSs for an ideal reader and that reader almost never exists - least of all at the time that a disclosure is actually read.

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Why is It So Hard to Implement New Technology in a Creative Environment?

Why is It So Hard to Implement New Technology in a Creative Environment?

I spent years working in advertising agencies and when I left we were still using Google Sheets and shared calendars. We'd looked at other systems, and we'd done the research, but still nothing got off the ground. When I moved into financial services consulting, I found myself working with clients who faced similar challenges. Different industry, higher stakes, identical root cause.

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